Frameworks

Align assessments to the expectations that matter.

CompliScope supports AML/CFT assessment workflows across global standards, examination manuals, local regulatory expectations, sanctions considerations, and institution-specific control frameworks.

Coverage

One platform, multiple assessment lenses.

Institutions may need international standards, local regulatory obligations, supervisory expectations, sanctions-specific considerations, and internal policy requirements considered together.

FATFGlobal standard
FATF 40 Recommendations
Standard-setter recommendations on AML/CFT and proliferation financing.
FFIECUnited States - examiner
FFIEC BSA/AML Examination Manual
Procedures examiners follow when assessing BSA/AML compliance programs.
FINTRACCanada
FINTRAC / PCMLTFA-oriented
Reviews aligned to PCMLTFA obligations and FINTRAC guidance.
FinCENUnited States - statutory
FinCEN / 31 CFR Chapter X
Reviews aligned to BSA-implementing regulations under 31 CFR Chapter X.
FCAUnited Kingdom
FCA Handbook-oriented
Reviews aligned to FCA Handbook financial-crime expectations.
OFACCross-border
Sanctions and PEP screening
Screening cadence, list currency, match adjudication, and remediation.
CustomBespoke program
Institution-specific framework
Internal policy, control taxonomy, and risk-rating frameworks defined by the institution.
Axiom context

The methodology context is selected before the work proceeds.

A Folio preserves the evidence and inquiry record while the engagement carries the Axiom context used for scope, controls, expected evidence, ratings, and testing templates.

Folio
Q2 BSA/AML Review
31 controls·248 evidence items
Configure context
FATF
FFIEC
FINTRAC
FinCEN
FCA
Custom
Application

Framework alignment should support the assessment.

Framework references are descriptive and require tailoring to the institution, jurisdiction, risk profile, and engagement scope.

Descriptive, not prescriptive

Framework references describe expectations - they do not produce the conclusion.

Tailored to the engagement

Coverage adjusts to the institution, jurisdiction, risk profile, and scope.

Owned by the assessor

Interpretation, severity, and rationale are recorded on the engagement Folio and remain assessor-owned.

Disclaimer

Public materials are provided for product information only. Framework references are descriptive and may require tailoring to the institution, jurisdiction, risk profile, and engagement scope.

Review the methodology context.

Walk through how Axiom context is selected, preserved, and connected to evidence and reporting.